United States Webcast

Ensuring Compliance and Mitigating Risks in Retirement Plan Management

Free to International Foundation and ISCEBS members

This comprehensive presentation will address the latest in retirement plan management, focusing primarily on ensuring compliance and mitigating risks. We will delve into the nuances of Roth contributions, emphasizing their tax advantages and the new, mandatory catch-up provisions for highly compensated employees as mandated by SECURE 2.0. Each topic will be explored through the lens of maintaining compliance and managing associated risks.

Key discussions will also cover:

• Emergency cash withdrawal accounts—Implementation under SECURE 2.0 and its implications for plan compliance
• Governmental investigations and audits—Strategies to handle audits by the DOL and IRS effectively, including insights into the IRS’s EPCRS and the new anonymous presubmission conference program
• Recent litigation trends—Understanding how current trends can impact your retirement plan strategies and the proactive measures needed to mitigate potential risks.

Key Takeaways:

• Robust understanding of Roth contributions: Learn about Roth contributions within the context of regulatory changes and how to leverage them to ensure plan compliance and minimize tax-related risks.
• Advanced compliance strategies: Gain expert knowledge on navigating complex audits and implementing corrective actions through EPCRS, which is critical for maintaining compliance and enhancing plan integrity.
• Litigation and regulatory updates: Equip yourself with the latest information on litigation and regulatory updates that could affect your retirement plans as well as strategies to mitigate these risks.